Joseph Ralph Biondo
Professional Summary
Joseph Ralph Biondo is a registered financial advisor currently at BIONDO INVESTMENT ADVISORS LLC located in Milford, Pennsylvania. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 1, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
63 years in the financial services industry
Current & Past Employments
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Current Firm
BIONDO INVESTMENT ADVISORS LLC
Contact Information
Main Address
540 Route 6 & 209, Milford, PA 18337Mailing Address
Po Box 909, Milford, PA 18337Phone Number
(570) 296-5525# of Employees
17SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,493AUM (Assets Under Management)
$1,292,588,047Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BIONDO INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
(1/13/2015)
(1/18/2018)
(5/4/2004)
(4/13/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981PC — AMEX Put and Call Exam
Passed Sep 1979Series 1 — Registered Representative Examination
Passed Feb 1963Series 40 — Registered Principal Examination
Passed Jul 1970Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Ralph Biondo's CRS (Customer Relationship Summary).
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