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Stephen F. Selby

TRUIST ADVISORY SERVICES
CHARLOTTE, NC 28202
CRD#: 2496208
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SS
Stephen F SelbyTRUIST ADVISORY SERVICES

Professional summary

Stephen F Selby, who also goes by Stephen Francis Selby, Stephen Selby, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 14 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 4 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephen Francis Selby | Stephen Selby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen F Selby's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2026 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 214 N Tryon Street 32 Floor, Charlotte, NC 28202
RIA
CRD#: 283390
CHARLOTTE, NC
Current

May 22, 2026 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202
BD
CRD#: 17499
CHARLOTTE, NC
Past

September 5, 2025 - November 28, 2025

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
YORK, SC
Past

August 20, 2024 - November 28, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
DALLAS, TX
Past

August 20, 2024 - November 28, 2025

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
DALLAS, TX
Past

August 20, 2024 - November 28, 2025

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
DALLAS, TX
Past

August 20, 2024 - November 28, 2025

CETERA ADVISORS LLC

BD
CRD#: 10299
DALLAS, TX
Past

July 13, 2021 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
DALLAS, TX
Past

July 13, 2021 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

February 6, 2020 - October 26, 2020

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
BELLEVUE, WA
Past

January 13, 2020 - October 26, 2020

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
BELLEVUE, WA
Past

September 4, 2002 - March 20, 2008

OSAIC FA, INC.

RIA
CRD#: 3978
HARTFORD, CT
Past

August 3, 2001 - April 12, 2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
HARTFORD, CT
Past

August 3, 2001 - March 20, 2008

OSAIC FA, INC.

BD
CRD#: 3978
HARTFORD, CT
Past

June 27, 1997 - July 6, 2001

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

August 18, 1994 - June 27, 1997

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(5/22/2026)
IAR
North Carolina
(6/17/2026)
RR
South Carolina
(5/22/2026)
IAR
South Carolina
(6/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/17/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/9/2021
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/6/2003
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/15/1996
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (12/1/2025)
TAS AMC WRAP MANAGED PROGRAMS BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390Charlotte, NC 28202

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