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KE

Kiriakos Andreas Evangeliou

LPL FINANCIAL
FORT MILL, SC
·CRD# 2496177·29 years experience

Professional Summary

Kiriakos Andreas Evangeliou, who also goes by Kiriakos Andreas Evangeliou Sr, Kiriakos Andreas Evangeliou Sr., Kiriakos John Evangeliou, Kiriakos Evangeliou, Kirkiakos John Evangeliou, Kirk Evangeliou, is a registered financial advisor currently at LPL FINANCIAL LLC located in Fort Mill, South Carolina and LPL ENTERPRISE, LLC located in Fort Mill, South Carolina. Kiriakos is registered as a RR (Registered Representative) and started their career in finance in 1997. Kiriakos has worked at 13 firms and has...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kiriakos Andreas Evangeliou Sr, Kiriakos Andreas Evangeliou Sr., Kiriakos John Evangeliou, Kiriakos Evangeliou, Kirkiakos John Evangeliou, Kirk Evangeliou

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

LPL FINANCIAL LLC·CRD# 6413
RIA
BD
1055 Lpl Way, Fort Mill, SC 29715
September 21, 2023 - Present
LPL ENTERPRISE, LLC·CRD# 8733
RIA
BD
1055 Lpl Way, Fort Mill, SC 29715
November 15, 2024 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 7, 2023 - September 13, 2023
ALL OF US SECURITIES LLC·CRD# 292163
BD
San Jose, CA
July 6, 2022 - September 23, 2022
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
October 19, 2011 - December 23, 2021
PYRAMIS DISTRIBUTORS CORPORATION LLC·CRD# 146430
BD
Smithfield, RI
January 6, 2009 - October 6, 2011
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
September 25, 2008 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Providence, RI
May 15, 2006 - May 21, 2008
LEERINK PARTNERS LLC·CRD# 39011
BD
Boston, MA
February 7, 2002 - April 3, 2006
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
March 8, 2001 - May 18, 2001
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
July 23, 1999 - December 31, 2000
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
BD
Hartford, CT
February 5, 1998 - June 22, 1999
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
October 21, 1997 - December 23, 1997

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Current Firm

LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone Number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

5,215

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

A58 LPLE (7/1/2026)

Direct owners and executive officers

NamePositionCRD#
LPL HOLDINGS, INC.MANAGING MEMBER—
EVANGELIOU, KIRIAKOS ANDREASSVP, CHIEF COMPLIANCE OFFICER2496177
HORAN-ADAMS, KIRBY LEPAKCHIEF EXECUTIVE OFFICER. PRESIDENT5097259
MALFITANO, STEVEN THOMASPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP3178848
MORNINGSTAR, MATTHEW EDWINCHIEF LEGAL OFFICER2510742

Regulatory Assets Under Management

Total Number of Accounts

139,192

AUM (Assets Under Management)

$24,939,385,373

Disclosures

Regulatory Event

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2026Cover PageReport
06/25/2025Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC

APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION

CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)
California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/13/2026)
RR
Alaska
(3/13/2026)
RR
Arizona
(3/13/2026)
RR
Arkansas
(3/13/2026)
RR
California
(3/13/2026)
RR
Colorado
(3/13/2026)
RR
Connecticut
(3/13/2026)
RR
Delaware
(3/13/2026)
RR
District of Columbia
(3/13/2026)
RR
Florida
(3/13/2026)
RR
Georgia
(3/13/2026)
RR
Hawaii
(3/13/2026)
RR
Idaho
(3/13/2026)
RR
Illinois
(3/13/2026)
RR
Indiana
(3/13/2026)
RR
Iowa
(3/13/2026)
RR
Kansas
(3/13/2026)
RR
Kentucky
(3/13/2026)
RR
Louisiana
(3/13/2026)
RR
Maine
(3/13/2026)
RR
Maryland
(3/13/2026)
RR
Massachusetts
(3/13/2026)
RR
Michigan
(3/13/2026)
RR
Minnesota
(3/13/2026)
RR
Mississippi
(3/13/2026)
RR
Missouri
(3/13/2026)
RR
Montana
(3/13/2026)
RR
Nebraska
(3/13/2026)
RR
Nevada
(3/13/2026)
RR
New Hampshire
(3/13/2026)
RR
New Jersey
(9/21/2023)
RR
New Mexico
(3/13/2026)
RR
New York
(3/13/2026)
RR
North Carolina
(3/13/2026)
RR
North Dakota
(3/13/2026)
RR
Ohio
(3/13/2026)
RR
Oklahoma
(3/13/2026)
RR
Oregon
(3/13/2026)
RR
Pennsylvania
(3/13/2026)
RR
Puerto Rico
(3/13/2026)
RR
Rhode Island
(3/13/2026)
RR
South Carolina
(9/21/2023)
RR
South Dakota
(3/13/2026)
RR
Tennessee
(3/13/2026)
RR
Texas
(3/13/2026)
RR
Utah
(3/13/2026)
RR
Vermont
(3/13/2026)
RR
Virgin Islands
(3/13/2026)
RR
Virginia
(3/13/2026)
RR
Washington
(3/13/2026)
RR
West Virginia
(3/13/2026)
RR
Wisconsin
(3/13/2026)
RR
Wyoming
(3/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Oct 2017About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2017About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1997About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2005About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kiriakos Andreas Evangeliou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KE
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