Gerald J. Concepcion
Professional summary
Gerald James Concepcion is a registered financial professional currently at DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 1994. Gerald has worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald James Concepcion's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2026 - Present
DELAWARE DISTRIBUTORS, L.P.
Office #1: 610 Market St 100 Independence, Philadelphia, PA 19106September 20, 2023 - July 7, 2025
BLUEROCK CAPITAL MARKETS LLC
February 29, 2016 - April 3, 2023
BNY MELLON SECURITIES CORPORATION
January 30, 2002 - March 3, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 11, 2001 - November 1, 2001
ABNER HERRMAN & BROCK, LLC
January 3, 2001 - February 14, 2001
JPMSI
February 26, 1996 - March 27, 1998
ALLIANCEBERNSTEIN INVESTMENTS, INC.
November 17, 1994 - December 1, 1995
L.C. WEGARD & CO., INC.
August 19, 1994 - September 6, 1994
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
August 1, 1994 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2026)
(6/26/2026)
Exams
FINRA
Current Firm
DELAWARE DISTRIBUTORS, L.P.
CRD#: 14232 / SEC#: , 8-29755
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP") | LIMITED PARTNER OF APPLICANT | |
| IVY DISTRIBUTORS, INC. | LIMITED PARTNER OF APPLICANT | |
| CONNOR, DAVID FORRESTER | DIRECTOR | 4243088 |
| DELAWARE CAPITAL MANAGEMENT, A SERIES OF NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM") | LIMITED PARTNER OF APPLICANT | |
| DELAWARE DISTRIBUTORS, INC. ("DDI") | GENERAL PARTNER OF APPLICANT | |
| GARVEY, THOMAS F | CHIEF COMPLIANCE OFFICER | 2845051 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | VP/CHIEF FINANCIAL OFFICER | 5089370 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | FINOP | 5089370 |
| HUTCHINSON, MILISSA ANN | PRESIDENT | 5727922 |
| LYTLE, SHAWN KEITH | DIRECTOR | 5816747 |
| SALUS, RICHARD (NO MIDDLE NAME) | DIRECTOR | 2850592 |
Disclosures
| Regulatory Event | 3 |
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