Brewer S. Stone
Professional summary
Brewer Stevenson Stone, who also goes by Brewer Stevenson Stone Mr, is a registered financial professional currently at BA SECURITIES, LLC located in San Francisco, California.
Brewer is registered as a RR (Registered Representative) and started their career in finance in 1994. Brewer has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brewer Stevenson Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2018 - Present
BA SECURITIES, LLC
Office #1: 704 Sansome Street, San Francisco, CA 94111July 13, 2017 - April 10, 2018
HEADWATERS BD, LLC
April 26, 2017 - November 21, 2017
CODE ADVISORS LLC
April 13, 2015 - October 5, 2016
KEYBANC CAPITAL MARKETS INC.
January 7, 2011 - April 13, 2015
PACIFIC CREST SECURITIES LLC
March 10, 2008 - April 28, 2010
B. RILEY SECURITIES, INC.
August 2, 2002 - March 17, 2008
EAST PEAK ADVISORS, LLC
June 23, 1994 - December 21, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2018)
(3/8/2018)
Exams
Series 8
Date: 7/23/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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