Paul H. Lee
Professional summary
Paul Hyun Seung Lee, who also goes by Paul H Lee, Paul Lee, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Hyun Seung Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2014 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277November 6, 1995 - December 9, 2013
REGAL SECURITIES, INC.
January 20, 1995 - October 11, 1995
GRUNTAL & CO., L.L.C.
November 9, 1994 - February 24, 1995
EURO-ATLANTIC SECURITIES INC.
June 20, 1994 - July 8, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2014)
(1/8/2014)
(1/10/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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