Paul Hyun Seung Lee
Professional Summary
Paul Hyun Seung Lee, who also goes by Paul H Lee, Paul Lee, is a registered financial advisor currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina. Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 4 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul H Lee, Paul Lee
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
ROBBINS SECURITIES, INC. | TRADIER BROKERAGE, INC.
Contact Information
Main Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277Mailing Address
3420 Toringdon Way Suite 300, Charlotte, NC 28277Phone Number
(980) 272-3880Established
Illinois since 09/17/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/8/2014)
(1/8/2014)
(1/10/2014)
(3/17/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Hyun Seung Lee's CRS (Customer Relationship Summary).
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