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WM

William G. Montgomery

CLEANSOURCE SECURITIES
Charlotte, NC 28204
Some features on this profile are disabled
CRD#: 2468139
WM

Professional summary

William Gregory Montgomery is a registered financial professional currently at CLEANSOURCE SECURITIES located in Charlotte, North Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 50, SIE, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Gregory Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2023 - Present

CLEANSOURCE SECURITIES

Office #1: 1942 East 7th Street Suite 350, Charlotte, NC 28204Office #2: 1942 East 7th Street Sutie 350, Charlotte, NC 28204
BD
CRD#: 323456
Charlotte, NC
Past

April 19, 2021 - May 7, 2023

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ATLANTA, GA
Past

September 25, 2018 - December 26, 2019

PIEDMONT SECURITIES LLC

BD
CRD#: 162153
DAVIDSON, NC
Past

May 18, 2011 - September 24, 2018

BOURNE PARTNERS SECURITIES, LLC

BD
CRD#: 131107
CHARLOTTE, NC
Past

December 12, 2007 - March 31, 2011

SECURITIES NETWORK LLC

RIA
CRD#: 133785
GASTONIA, NC
Past

May 22, 2007 - March 31, 2011

SECURITIES NETWORK LLC

BD
CRD#: 133785
CHARLOTTE, NC
Past

October 6, 2005 - May 23, 2007

FIRST ANALYSIS SECURITIES CORPORATION

BD
CRD#: 10446
CHARLOTTE, NC
Past

May 23, 1994 - September 28, 1999

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(1/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 2/17/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 50
Date: 1/24/2019
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/27/2011
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEANSOURCE SECURITIES
CLEANSOURCE SECURITIES | CLEANSOURCE SECURITIES LLC

CRD#: 323456 / SEC#: , 8-71077

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1942 East 7th Street Sutie 350, Charlotte, NC 28204
Mailing Address
1942 East 7th Street Suite 350, Charlotte, NC 28204
Phone number
(704) 271-9889
Established
North Carolina since 08/04/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEANSOURCE CAPITAL LLCMEMBER MANAGER
BEVAUN, MARLONFINOP6259795
MONTGOMERY, WILLIAM GREGORYPRESIDENT2468139
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683
SELF, JONATHAN ANDREWCOMPLIANCE AND TRAINING OFFICER4497531
SMITH, SHANNON GERALDSECRETARY1738201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEANSOURCE SECURITIES

CRD#: 323456Charlotte, NC 28204

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