William Gregory Montgomery
Professional Summary
William Gregory Montgomery is a registered financial advisor currently at CLEANSOURCE SECURITIES located in Charlotte, North Carolina. William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 50, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CLEANSOURCE SECURITIES | CLEANSOURCE SECURITIES LLC
Contact Information
Main Address
1942 East 7th Street Sutie 350, Charlotte, NC 28204Mailing Address
1942 East 7th Street Suite 350, Charlotte, NC 28204Phone Number
(704) 271-9889Established
North Carolina since 08/04/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/12/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Feb 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2019About the Series 50 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2011About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Gregory Montgomery's CRS (Customer Relationship Summary).
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