JS
Jaime R. Santiago Echandi
FSAM LLC
GUAYNABO, PR 00968
Some features on this profile are disabled
CRD#: 2464033
JS
Professional summary
Jaime R Santiago Echandi, who also goes by Jaime R Santiago, Jaime Santiago Echandi, is a registered financial advisor currently at FSAM LLC located in Guaynabo, and FIRST SOUTHERN, LLC located in Guaynabo, .
Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jaime has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaime R Santiago | Jaime Santiago Echandi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CARRAIZO HOLDINGS, POSITION: VICE-PRES NATURE: PROFIT INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 01/26/2008, ADDRESS: CARR 844 CAMINO PEDRO ANGULO, TRUJILLO ALTO PR 00927, DESCRIPTION: 50% OWNERSHIP OF PROPERTY RENTAL 2. CAREYE INVESTMENTS, POSITION: co-owner; NATURE: Profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 1; START DATE: 08/31/2015; PROPERTY ADDRESS: B 101 Bo La Parguera, Cond. Villa Caracoles, Lajas, PR; DESCRIPTION: 50% OWNERSHIP OF PROPERTY RENTAL 3. SAMZAM INVESTMENTS: MEMBER. START DATE: 9/8/2020. THIS IS A PASS THROUGH ENTITY THAT HOLDS HIS PERSONAL INVESTMENTS/ASSETS. SPENDS LESS THAN 1 HOUR PER MONTH ON THIS ACTIVITY. ADDRESS: CALLE K#7 VILLA CAPARRA, GUAYNABO, PR
CRS (Client Relationship Summary) - RIA
Click below to view Jaime R Santiago Echandi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2018 - Present
FSAM LLC
Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968RIA
CRD#: 287851
GUAYNABO, PR
Current
February 20, 2018 - Present
FIRST SOUTHERN, LLC
Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968BD
CRD#: 282756
Guaynabo, PR
Past
January 25, 2018 - February 22, 2018
FSAM LLC
RIA
CRD#: 287851
ALPHARETTA, GA
Past
January 25, 2018 - February 20, 2018
FIRST SOUTHERN SECURITIES, LLC.
BD
CRD#: 153133
GUAYNABO, PR
Past
July 21, 2017 - February 12, 2018
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
San Juan, PR
Past
July 13, 2009 - February 12, 2018
SANTANDER SECURITIES LLC
BD
CRD#: 41791
San Juan, PR
Past
July 14, 2006 - July 2, 2009
SANTANDER SECURITIES LLC
BD
CRD#: 41791
BOSTON, MA
Past
March 5, 1998 - July 14, 2006
POPULAR SECURITIES, LLC
BD
CRD#: 8096
SAN JUAN, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FSAM LLC
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
CRD#: 287851 / SEC#: 801-122054
RIA
Registered Investment Advisory firm - (8/12/2021 Approved)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (3/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/4/2021)
RR
Florida(9/25/2018)
RR
Maryland(1/5/2021)
RR
Massachusetts(1/20/2021)
RR
Michigan(2/26/2021)
RR
New Jersey(5/3/2018)
RR
North Carolina(1/15/2019)
RR
Ohio(1/13/2021)
RR
Pennsylvania(10/14/2025)
RR
Puerto Rico(4/25/2018)
IAR
Puerto Rico(4/25/2018)
RR
South Carolina(5/31/2018)
RR
Texas(1/21/2021)
RR
Virginia(5/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FL
FSAM LLC
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
CRD#: 287851 / SEC#: 801-122054
RIA
Registered Investment Advisory firm - (8/12/2021 Approved)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (3/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1720 Windward Concourse Suite 115, Alpharetta, GA 30005
Mailing Address
Phone number
(770) 777-9373
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 112,853,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
