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CRD#: 282756
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FIRST SOUTHERN, LLC is located at 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772 and was first established at Florida, Puerto Rico in 02/24/2016. After operating for 9 years, FIRST SOUTHERN, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST SOUTHERN, LLC’s clients are individuals and 0% of their clients are high net worth individuals. FIRST SOUTHERN, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST SOUTHERN, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST SOUTHERN, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST SOUTHERN, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FIRST SOUTHERN, LLC Comes From

Understanding the Statistics for FIRST SOUTHERN, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Mailing Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Firm Size
Small
Phone Number
(770) 777-9373
Established
Puerto Rico since 02/24/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BENT, INC.SHAREHOLDER
HEEHAW INC.SHAREHOLDER
VSPR, INC.SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIOOWNER2863850
HAWK, WILLIAM HEATHPRESIDENT/CEO/MANAGING MEMBER2494928
JACKELS, STEPHANIE KANEFINOP/PFO5928877
JONES, SHARON DOSTERCHIEF COMPLIANCE OFFICER3124470
SFYRIS, VASILEIOS ALEXIOSMANAGING MEMBER/POO4026992

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Advisor's working at FIRST SOUTHERN, LLC

GR

German Ramirezdearellano

German Ramirez, German Ramirez D A Calderon
IAR
RR
CRD#: 1244421
Location:
Guaynabo, PR 00968
Company:
FSAM LLC
Disclosures:
Experience:
41 years
View Profile
MG

Manuel Alfonso Gonzalez Hinds

Manuel Gonzalez, Manuel Alfonso Gonzalez Hinds, Manuel Gonzalez Hinds, Manol Gonzalez-Hinds, Manuel A Gonzalez-Hinds, Manuel Alfonso Gonzalez-Hinds
IAR
RR
CRD#: 2375689
Location:
Guaynabo, PR 00968
Company:
FSAM LLC
Disclosures:
Experience:
32 years
View Profile
BW

Brandon Warres

Brandon Scott Warres
IAR
RR
CRD#: 6926123
Location:
Alpharetta, GA 30005
Company:
FSAM LLC
Disclosures:
Experience:
7 years
View Profile
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