Joseph Angel
Professional summary
Joseph Angel, who also goes by Joseph Anthony Angel, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Angel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2025 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262March 8, 2021 - July 18, 2025
CITIGROUP GLOBAL MARKETS INC.
March 8, 2021 - July 18, 2025
CITIGROUP GLOBAL MARKETS INC.
October 16, 2019 - February 11, 2021
FIFTH THIRD SECURITIES, INC.
October 2, 2019 - February 11, 2021
FIFTH THIRD SECURITIES, INC.
July 18, 2019 - September 24, 2019
WINTRUST INVESTMENTS LLC
October 1, 2018 - September 24, 2019
WINTRUST INVESTMENTS LLC
January 2, 2014 - October 10, 2018
EQUITABLE DISTRIBUTORS, LLC
May 22, 2013 - January 2, 2014
EQUITABLE ADVISORS, LLC
February 20, 2013 - May 24, 2013
EQUITABLE DISTRIBUTORS, LLC
September 21, 2012 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
June 29, 2010 - March 14, 2012
CITIGROUP GLOBAL MARKETS INC.
January 18, 2007 - December 31, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 4, 2006 - September 5, 2006
LASALLE FINANCIAL SERVICES, INC.
May 4, 2005 - September 19, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 17, 2003 - April 18, 2005
AMERITAS INVESTMENT COMPANY, LLC
October 4, 2002 - May 23, 2003
EVERLAKE DISTRIBUTORS, LLC
November 13, 2000 - October 4, 2002
AFD, INC.
April 1, 1998 - November 6, 2000
LASALLE FINANCIAL SERVICES, INC.
May 20, 1994 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2025)
(7/31/2025)
(7/31/2025)
(8/14/2025)
(7/31/2025)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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