Christopher A. Rebman

SEI INVESTMENTS DISTRIBUTION CO.

Oaks, PA 19456

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CRD#: 2439115

Professional summary

Christopher Allan Rebman, who also goes by Chris A Rebman, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 9, Series 10, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris A Rebman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Allan Rebman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2007 - Present

SEI INVESTMENTS DISTRIBUTION CO.

Office #1: One Freedom Valley Drive, Oaks, PA 19456

CRD#: 10690

Oaks, PA

Past

May 8, 2006 - March 20, 2007

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

RADNOR, PA

Past

October 6, 1994 - March 20, 2007

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

RADNOR, PA

Past

January 6, 1994 - July 6, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(4/23/2007)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/27/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/5/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/7/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/7/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 6/25/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEI INVESTMENTS DISTRIBUTION CO.

SEI FINANCIAL SERVICES COMPANY | SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690 / SEC#: , 8-27897

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

One Freedom Valley Drive, Oaks, PA 19456

Mailing Address

One Freedom Valley Drive, Oaks, PA 19456

Phone number

(610) 676-1000

Established

Pennsylvania since 07/20/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SEI INVESTMENTS COMPANY	SHAREHOLDER
CAMPISI, JENNIFER HICKMAN	CHIEF COMPLIANCE OFFICER, ASST SECRETARY	5299753
COARY, JOHN PATRICK	TREASURER, CFO	2551648
CROWE, KEVIN FRANCIS	DIRECTOR	2109967
DORAN, WILLIAM M	DIRECTOR	1476724
KLAUDER, PAUL FRANCIS	DIRECTOR, PRESIDENT, CEO	2474240
MCGHIN, JASON MICHAEL	COO	3119188
MUNCH, JOHN CHARLES	SECRETARY, GENERAL COUNSEL	4739576

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Christopher A. Rebman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Allan Rebman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

L.C. WEGARD & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2006

Series 63

Date: 1/12/1994

SIE

Date: 10/1/2018

Series 31

Date: 1/27/2006

Series 7

Date: 1/5/1994

Series 9

Date: 10/7/2005

Series 10

Date: 7/7/2005

Series 4

Date: 6/25/2001

Series 24

Date: 4/30/1997

FINRA

Current Firm

SEI INVESTMENTS DISTRIBUTION CO.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEI INVESTMENTS DISTRIBUTION CO.

TRUST BUT VERIFY

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