Francis Burke Dempsey
Professional Summary
Francis Burke Dempsey, who also goes by Burke Dempsey, F Burke Dempsey, is a registered financial advisor currently at WEDBUSH SECURITIES INC. located in New York, New York and WEDBUSH & CO., LLC located in New York, New York. Francis is registered as a RR (Registered Representative) and started their career in finance in 1994. Francis has worked at 11 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Burke Dempsey, F Burke Dempsey
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
WEDBUSH & CO., LLC
Contact Information
Main Address
142 West 57th Street 12th Floor, New York, NY, 10019Mailing Address
142 West 57th Street 12th Floor, New York, NY, 10019Phone Number
(212) 931-7088Established
Delaware since 06/23/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | — |
| BILLINGS, DANIEL ERIC | MANAGER | 4568232 |
| BULGER, MARK ANDREW | CCO | 5063497 |
| DEMPSEY, FRANCIS BURKE | PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | MANAGER AND GENERAL COUNSEL | 1688071 |
| HULTGREN, DONALD WAYNE | MANAGER | 1475369 |
| KIRKMAN, SAMANTHA | CFO, PFO, COO & POO | 6892438 |
| WEDBUSH, GARY LANCE | MANAGER | 2234455 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/3/2022)
(9/9/2016)
(1/3/2022)
(1/3/2022)
(12/13/2022)
(12/13/2022)
(1/3/2022)
(12/13/2022)
(1/3/2022)
(12/13/2022)
(1/3/2022)
(1/3/2022)
(12/13/2022)
(12/13/2022)
(12/13/2022)
(1/3/2022)
(1/3/2022)
(1/3/2022)
(12/16/2022)
(1/3/2022)
(1/22/2024)
(1/3/2022)
(1/3/2022)
(1/3/2022)
(1/3/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Francis Burke Dempsey's CRS (Customer Relationship Summary).
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