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Andrew Walter Druch

WEDBUSH SECURITIES
NEW YORK, NY
·CRD# 1688071·35 years experience

Professional Summary

Andrew Walter Druch is a registered financial advisor currently at WEDBUSH SECURITIES INC. located in New York, New York and WEDBUSH & CO., LLC located in New York, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

WEDBUSH SECURITIES INC.·CRD# 877
RIA
BD
142 West 57th Street 12th Fl, New York, NY 10019
July 17, 2019 - Present
WEDBUSH & CO., LLC·CRD# 328492
BD
142 West 57th Street 12th Floor, New York, NY 10019
January 22, 2024 - Present
DNB CARNEGIE, INC.·CRD# 127605
BD
New York, NY
April 21, 2012 - July 8, 2019
RABO SECURITIES USA, INC.·CRD# 122657
BD
New York, NY
June 22, 2005 - April 29, 2011
ING FINANCIAL MARKETS LLC·CRD# 28872
BD
New York, NY
April 30, 2001 - May 24, 2005
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
July 1, 1998 - April 30, 2001
ING (U.S.) CAPITAL SECURITIES, INC.·CRD# 41367
BD
New York, NY
November 5, 1996 - December 16, 1998
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
August 24, 1995 - July 1, 1998
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION·CRD# 31797
BD
March 7, 1995 - November 6, 1995
LEHMAN SPECIAL SECURITIES INC.·CRD# 7242
BD
November 3, 1992 - July 18, 1994
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
November 3, 1992 - March 24, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 3, 1992 - March 24, 1995
NEW STREET SECURITIES CORPORATION·CRD# 27064
BD
December 9, 1991 - May 6, 1992
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
April 26, 1991 - December 9, 1991

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Current Firm

W&
WEDBUSH & CO., LLC

WEDBUSH & CO., LLC

CRD#: 328492 / SEC#: 8-71158
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

142 West 57th Street 12th Floor, New York, NY, 10019

Mailing Address

142 West 57th Street 12th Floor, New York, NY, 10019

Phone Number

(212) 931-7088

Established

Delaware since 06/23/2021

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (20 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WEDBUSH FINANCIAL SERVICES, LLCSOLE MEMBER—
BILLINGS, DANIEL ERICMANAGER4568232
BULGER, MARK ANDREWCCO5063497
DEMPSEY, FRANCIS BURKEPRESIDENT2428325
DRUCH, ANDREW WALTERMANAGER AND GENERAL COUNSEL1688071
HULTGREN, DONALD WAYNEMANAGER1475369
KIRKMAN, SAMANTHACFO, PFO, COO & POO6892438
WEDBUSH, GARY LANCEMANAGER2234455

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/26/2025)
RR
New York
(7/17/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Feb 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Apr 1996About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 1991About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Andrew Walter Druch's CRS (Customer Relationship Summary).

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