JW
John R. Worrell
GLENDALE SECURITIES
Coeur D'alene, ID 83814
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CRD#: 2426176
JW
Professional summary
John Robert Worrell is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Coeur D'alene, Idaho.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Robert Worrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2019 - Present
GLENDALE SECURITIES, INC.
Office #1: 421 Sherman Avenue, Suite 203, Coeur D'alene, ID 83814BD
CRD#: 123649
Coeur D'alene, ID
Past
September 15, 2015 - March 1, 2019
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
Coeur d'Alene, ID
Past
February 26, 1994 - September 30, 2015
PENNALUNA & COMPANY
BD
CRD#: 11604
COUER D'ALENE, ID
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/7/2019)
RR
Arizona(3/7/2019)
RR
California(3/7/2019)
RR
Colorado(3/7/2019)
RR
Florida(3/7/2019)
RR
Georgia(3/7/2019)
RR
Hawaii(3/7/2019)
RR
Idaho(3/7/2019)
RR
Indiana(3/7/2019)
RR
Iowa(3/7/2019)
RR
Kansas(3/7/2019)
RR
Maryland(3/7/2019)
RR
Massachusetts(3/7/2019)
RR
Michigan(3/7/2019)
RR
Mississippi(3/7/2019)
RR
Montana(3/25/2019)
RR
Nevada(3/7/2019)
RR
New Jersey(3/7/2019)
RR
New Mexico(3/7/2019)
RR
New York(3/7/2019)
RR
North Carolina(3/7/2019)
RR
Oregon(3/7/2019)
RR
Pennsylvania(3/7/2019)
RR
South Dakota(3/7/2019)
RR
Texas(3/24/2019)
RR
Virginia(3/7/2019)
RR
Washington(3/7/2019)
RR
Wisconsin(3/7/2019)
RR
Wyoming(3/7/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GS
GLENDALE SECURITIES, INC.
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Mailing Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Phone number
(818) 907-1505
Established
California since 08/19/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLENDALE SECURITIES, INC.
CRD#: 123649Coeur D'alene, ID 83814TRUST BUT VERIFY
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