David Ding

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

MOOMOO FINANCIAL INC.Current·CRD# 283078

BD

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

January 14, 2026 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

RIA

Pennington, NJ

September 21, 2016 - January 20, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

Pennington, NJ

September 15, 2016 - January 20, 2026

J.P. MORGAN SECURITIES LLCPast·CRD# 79

BD

Watchung, NJ

October 1, 2012 - September 15, 2016

CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574

BD

South Plainfield, NJ

February 4, 2009 - October 1, 2012

FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162

BD

Hoboken, NJ

January 5, 2007 - January 2, 2009

LACONIA CAPITAL CORPORATIONPast·CRD# 104027

BD

New York, NY

November 24, 2004 - November 13, 2006

PECONIC SECURITIES LLCPast·CRD# 46781

BD

New York, NY

November 9, 2000 - January 26, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.Past·CRD# 3466

BD

New York, NY

June 1, 1999 - June 30, 2000

MURIEL SIEBERT & CO., LLCPast·CRD# 5376

BD

New York, NY

January 1, 1999 - May 27, 1999

QUICK & REILLY, INC.Past·CRD# 11217

BD

New York, NY

November 7, 1995 - December 14, 1998

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

BD

New York, NY

March 8, 1995 - October 18, 1995

INVESTORS ASSOCIATES, INC.Past·CRD# 958

BD

Hackensack, NJ

July 7, 1994 - October 13, 1994

METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095

BD

New York, NY

November 18, 1993 - July 1, 1994

MSI FINANCIAL SERVICES, INC.Past·CRD# 14251

BD

Springfield, MA

November 18, 1993 - July 1, 1994

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SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

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PARAMUS, NJ · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Customer Relationship Summary (CRS / FINRA)

Current Firm

MF

MOOMOO FINANCIAL INC.

FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC

CRD#: 283078 / SEC#: 8-69739

BD

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Mailing Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Phone Number

(650) 798-5700

Established

Delaware since 12/17/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FUTU US INC	SHAREHOLDER	—
CATARROJA, ALEX M.	CHIEF COMPLIANCE OFFICER	4151962
CHAN, WING KEI	MANAGING DIRECTOR	6616753
DU, SHUANG	HEAD OF US OPERATIONS	5005050
JABLONSKI, RICHARD MICHAEL	CHIEF FINANCIAL OFFICER	2916358
MCDONALD, NEIL ANTHONY	CEO	1764574
PALMER, NATHAN TYLER	PRESIDENT	5805173
PARSONS, DARREN JAMES	CHIEF OPERATIONS OFFICER	2382680
SHARMA, VICKRAMJIT	CHIEF LEGAL OFFICER	7186502

Disclosures

Regulatory Event

2

Arbitration

3

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SUMMIT, NJ · CRD#

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FLORHAM PARK, NJ · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Moomoo Technologies Inc., not investment related, Jersey City NJ, technology and marketing services, Premier Client Service Specialist, hours varies, provide shared support services; For profit or not for profit: For-Profit Organization Name of outside business organization: David Ding Investment related: Address of business: Edison, New Jersey 08812 Nature of business: Rental Property Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 2/25/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Single Family residence - Landlord: Coordinating rental agreement and maintenance

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SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/14/2026)

RR

Alaska
(1/14/2026)

RR

Arizona
(1/14/2026)

RR

Arkansas
(1/14/2026)

RR

California
(1/14/2026)

RR

Colorado
(1/14/2026)

RR

Connecticut
(1/14/2026)

RR

Delaware
(1/14/2026)

RR

District of Columbia
(1/14/2026)

RR

Florida
(1/14/2026)

RR

Georgia
(1/14/2026)

RR

Hawaii
(1/14/2026)

RR

Idaho
(1/14/2026)

RR

Illinois
(1/14/2026)

RR

Indiana
(1/14/2026)

RR

Iowa
(1/14/2026)

RR

Kansas
(1/14/2026)

RR

Kentucky
(1/14/2026)

RR

Louisiana
(1/14/2026)

RR

Maine
(1/14/2026)

RR

Maryland
(1/14/2026)

RR

Massachusetts
(1/14/2026)

RR

Michigan
(1/14/2026)

RR

Minnesota
(1/14/2026)

RR

Mississippi
(1/14/2026)

RR

Missouri
(1/14/2026)

RR

Montana
(1/14/2026)

RR

Nebraska
(1/14/2026)

RR

Nevada
(1/14/2026)

RR

New Hampshire
(1/14/2026)

RR

New Jersey
(1/14/2026)

RR

New Mexico
(1/14/2026)

RR

New York
(1/14/2026)

RR

North Carolina
(1/14/2026)

RR

North Dakota
(1/14/2026)

RR

Ohio
(1/14/2026)

RR

Oklahoma
(1/14/2026)

RR

Oregon
(1/14/2026)

RR

Pennsylvania
(1/14/2026)

RR

Puerto Rico
(1/14/2026)

RR

Rhode Island
(1/14/2026)

RR

South Carolina
(1/14/2026)

RR

South Dakota
(1/14/2026)

RR

Tennessee
(1/14/2026)

RR

Texas
(1/14/2026)

RR

Utah
(1/14/2026)

RR

Vermont
(1/14/2026)

RR

Virgin Islands
(1/14/2026)

RR

Virginia
(1/14/2026)

RR

Washington
(1/14/2026)

RR

West Virginia
(1/14/2026)

RR

Wisconsin
(1/14/2026)

RR

Wyoming
(1/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2026About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2000About the Series 4 exam

FINRA

SRO Registrations

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SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Ding's CRS (Customer Relationship Summary).

Similar Advisors

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

LPL FINANCIAL LLC

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#