Christopher W. Maxmin
Professional summary
Christopher Wardenburg Maxmin, who also goes by Chris Maxmin, Christopher W Maxmin, is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Wardenburg Maxmin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
BUCKLER SECURITIES LLC
Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831June 20, 2016 - July 21, 2023
DEUTSCHE BANK SECURITIES INC.
March 2, 2000 - October 1, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
November 3, 1997 - April 6, 2000
FIDELITY BROKERAGE SERVICES LLC
January 20, 1994 - October 3, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(11/5/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/16/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
Exams
FINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMOUR CAPITAL MANAGEMENT LP | SHAREHOLDER | 164570 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
