Richard John Misiano
Professional Summary
Richard John Misiano, who also goes by Rchard John Misiano, is a registered financial advisor currently at BUCKLER SECURITIES LLC located in Boca Raton, Florida. Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 14 firms and has passed the Series 63, Series 79TO, Series 3, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rchard John Misiano
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
BUCKLER SECURITIES LLC
Contact Information
Main Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831Mailing Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831Phone Number
(203) 633-2225Established
Delaware since 04/28/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
| ZIMMER, JEFFREY JOHNSON | PRINCIPLE | 1303531 |
| MARK BELL VENTURES | OWNER | — |
| ARMOUR TRS INC | SHAREHOLDER | — |
| STATON, DANIEL CURTIS | SHAREHOLDER | 1538040 |
| STATON, MARIA VASSILIKI | SHAREHOLDER | 2197620 |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/4/2022)
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(11/1/2024)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Feb 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard John Misiano's CRS (Customer Relationship Summary).
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