EW
Erin G. Willis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
ANNAPOLIS, MD 21401
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CRD#: 2406860
EW
Professional summary
Erin Gay Willis, who also goes by Erin Willis Gay, Erin Gay, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Annapolis, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Annapolis, Maryland.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Erin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin Willis Gay | Erin Gay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ERIN WILLIS, 888 BESTGATE RD SUITE 305 ANNAPOLIS MD, 01/1994, INDEPENDANT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, NIR, 4 HR/MO 1 HR/MO TRADING 2) LEGACY FINANCIAL/LEGACY FINANCIAL GROUP, 888 BESTGATE RD SUITE 305 ANNAPOLIS MD, 01/1997, OWNER, PASS THROUGH ENTITY, NIR, 4 HR/MO, 4 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, 11/2013 INV REL, 80 HR/MO 40 HR/MO TRADING 4) LEGACY WEALTHCARE LLC, 888 BESTGATE RD SUITE 305 ANNAPOLIS MD, 02/2023, OWNER, DBA/TRADE NAME, NIR, 8 HR/MO 4 HR/MO TRADING 5) ERIN G WILLIS, 114 FRONT ST CENTERVILLE MD, 03/2024, SOLE PROPRIETOR, MUSICIAN, NIR, 5 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Erin Gay Willis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 888 Bestgate Rd Ste 315, Annapolis, MD 21401Office #2: 6903 Rockledge Rd. Ste 230, Bethesda, MD 20817RIA
CRD#: 134139
ANNAPOLIS, MD
Current
November 5, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 888 Bestgate Rd Suite 305, Annapolis, MD 21401Office #2: 6903 Rockledge Dr. Ste 230, Bethesda, MD 20817BD
CRD#: 39543
Annapolis, MD
Past
March 25, 2009 - November 20, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ANNAPOLIS, MD
Past
March 25, 2009 - November 20, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
ANNAPOLIS, MD
Past
January 2, 2009 - March 26, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past
June 19, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ANNAPOLIS, MD
Past
June 13, 2008 - March 26, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ANNAPOLIS, MD
Past
February 22, 2002 - June 13, 2008
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
ANNAPOLIS, MD
Past
January 2, 2002 - June 13, 2008
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ANNAPOLIS, MD
Past
January 13, 1997 - December 31, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
December 3, 1993 - January 16, 1997
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/24/2014)
RR
Arkansas(2/28/2024)
RR
California(11/5/2013)
RR
Colorado(11/5/2013)
RR
Delaware(11/5/2013)
RR
District of Columbia(11/26/2013)
RR
Florida(11/5/2013)
RR
Georgia(11/5/2013)
RR
Hawaii(12/18/2014)
RR
Illinois(12/17/2014)
RR
Iowa(12/17/2014)
RR
Kansas(7/22/2020)
RR
Maine(11/6/2013)
RR
Maryland(11/5/2013)
IAR
Maryland(11/6/2013)
RR
Massachusetts(11/7/2013)
RR
Michigan(9/23/2015)
RR
Mississippi(12/18/2014)
RR
New Hampshire(11/5/2013)
RR
New Jersey(12/19/2014)
RR
New Mexico(11/5/2013)
RR
New York(11/5/2013)
RR
North Carolina(12/18/2014)
RR
Ohio(1/30/2019)
RR
Oregon(11/5/2013)
RR
Pennsylvania(4/1/2014)
RR
Rhode Island(12/17/2014)
RR
South Carolina(11/5/2013)
RR
Texas(2/9/2018)
IAR
Texas(2/9/2018)
RR
Utah(11/5/2013)
RR
Virginia(11/5/2013)
RR
Washington(11/5/2013)
RR
West Virginia(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Annapolis, MD 21401TRUST BUT VERIFY
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