Ardal Powell
EAGLE STRATEGIES LLC | Financial Advisor, Eagle Strategies LLC
NEW WINDSOR, NY 12553
CRD#: 6724330
Professional summary
Ardal Powell is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New Windsor, New York and NYLIFE SECURITIES LLC located in New Windsor, New York.
Ardal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ardal has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Estate Planning,
Financial Coaching,
Financial Planning,
Individual Insurance (Life, He...
Investment Management,
Retirement Planning,
Tax Planning
Do you have an area of expertise or specialization?
FIRE (Financial Independence R...
High Net Worth Planning,
Investment Management,
Philanthropic and Non-Profit,
Retirement Planning,
Risk Management and Insurance ...
Small Business Planning,
Endowments and Charities,
Estate Planning
How do you get paid?
Commission,
Fixed Fee,
Percentage of AUM
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Howland Chamber Music Circle; Presents an annual series of classical music concerts at the Howland Cultural Center in Beacon NY.; PO Box 17, Annandale-on-Hudson, NY 12540; Start Date 07/2019; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;460 Temple Hill Rd, New Windsor, NY 12553; Start Date 01/2020; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 1 hours per month during securities trading hours] [Book Author; Scholarly writings published by university presses in .; 510 Main St #7, Beacon NY 12508; Start Date 06/1991; Role/Title: Independent Contractor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; My publication s continue to earn royalties of under $100 per annum from sales ] [flutehistory.com; Educational website with supplementary information to my book for Yale University Press, London, 2002; www.flutehistory.com; Start Date 01/2002; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Folkers Flute Company Limited dba Folkers & Powell; Manufactured and sold musical instruments; PO Box 148, Hillsdale NY 12529 USA; Start Date 06/1984; Role/Title: Partner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours;Partner: operations, marketing, sales, miscellaneous management] [MUSIC WORD MEDIA GROUP LTD - Dormant; I founded this company in 2010. It ceased operations in 2013.; PO Box 307, 834 Route 203, Spencertown, New York 12165, US; Start Date 10/2010; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Ardal Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 460 Temple Hill Road, New Windsor, NY 12553RIA
CRD#: 110826
NEW WINDSOR, NY
Current
January 1, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 460 Temple Hill Rd, New Windsor, NY 12553BD
CRD#: 5167
New Windsor, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2022)
RR
Arizona(1/2/2024)
RR
California(6/16/2020)
RR
Connecticut(9/19/2024)
RR
Florida(4/4/2024)
RR
Indiana(12/14/2023)
RR
New York(1/24/2017)
IAR
New York(9/6/2023)
RR
North Carolina(4/14/2025)
RR
Oregon(1/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
Financial Advisor, Eagle Strategies LLCCRD#: 110826New Windsor, NY 12553TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
