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JK

Jantz Hughes Kinzer

THE BAKER GROUP, LP
OKLAHOMA CITY, OK
·CRD# 2398922·33 years experience

Professional Summary

Jantz Hughes Kinzer, who also goes by Jantz H Kinzer, is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma. Jantz is registered as a RR (Registered Representative) and started their career in finance in 1993. Jantz has worked at 7 firms and has passed the Series 63, Series 52TO, Series 50, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jantz H Kinzer

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

THE BAKER GROUP, LP·CRD# 7888
RIA
BD
1. 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-14262. 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
May 13, 2004 - Present
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
January 1, 2004 - April 6, 2004
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
January 29, 1999 - January 1, 2004
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
October 1, 1997 - January 29, 1999
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Fort Wayne, IN
October 2, 1995 - October 1, 1997
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
November 22, 1994 - October 6, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
September 24, 1993 - November 29, 1994

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Current Firm

THE BAKER GROUP, LP
THE BAKER GROUP, LP

JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP

CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)
Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426

Mailing Address

1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426

Phone Number

(405) 415-7202

Established

Oklahoma since 05/20/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

# of Employees

14

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JAMES BAKER GROUP, INC.GENERAL PARTNER—
THE BAKER GROUP SOFTWARE SOLUTIONS, INC.CLASS A LIMITED PARTNER—
AFFOLDER, BRIAN LEEMANAGING PARTNER2170742
BAUMANN, MARK DUANEMANAGING PARTNER5977593
BLOSS, JOHN DAVIDMANAGING PARTNER5423261
CURRIE, JOHN TAYLORMANAGING PARTNER2800397
HART, FRANK GERALDMANAGING PARTNER5666950
HAYHURST, RYAN WARNERPRESIDENT2783567
HILL, RONALD AUSTINMANAGING PARTNER4652327
HUXLEY, CARL WAYNECHIEF EXECUTIVE OFFICER5476871
KINZER, JANTZ HUGHESMANAGING PARTNER2398922
OAKES, JEFFREY ROBERTMANAGING PARTNER4020640
PHILLIPS, KATHRYN ANNEMANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER4707853
STENSETH, PHILIP CLARKMANAGING PARTNER1845025
WRINKLE, MISTY WELLSCHIEF COMPLIANCE OFFICER2752550

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Dakota
(11/29/2018)
RR
Oklahoma
(5/13/2004)
RR
South Dakota
(12/26/2018)
RR
Texas
(4/7/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2019About the Series 50 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jantz Hughes Kinzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JK
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