AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PS

Philip Clark Stenseth

THE BAKER GROUP, LP
OKLAHOMA CITY, OK
·CRD# 1845025·38 years experience

Professional Summary

Philip Clark Stenseth, who also goes by Phil Stenseth, is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma. Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Philip has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 50, SIE, Series 7, Series 54, Series 53, Series 4...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phil Stenseth

Blog Corner

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
View profile
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Years of Experience

38 years in the financial services industry

Current & Past Employments

THE BAKER GROUP, LP·CRD# 7888
RIA
BD
1. 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-14262. 1601 N W Expressway 21st Floor, Oklahoma City, OK 73118-14263. 1601 N.w. Expressway Suite 2000, Oklahoma City, OK 73118-14014. 1302 East 3rd Street, Tulsa, OK 74120
August 12, 2002 - Present
THE BAKER GROUP, LP·CRD# 7888
RIA
BD
1. 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-14262. 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-14263. 1302 East 3rd Street, Tulsa, OK 74120
June 22, 1988 - Present
BAKER ASSET MANAGEMENT·CRD# 136180
RIA
Oklahoma City, OK
May 20, 2020 - April 7, 2025
COMMUNITY BANCBROKERAGE CORPORATION·CRD# 23582
BD
August 8, 1989 - April 26, 1991

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Current Firm

THE BAKER GROUP, LP
THE BAKER GROUP, LP

JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP

CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)
Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)
Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)
Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426

Mailing Address

1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426

Phone Number

(405) 415-7202

Established

Oklahoma since 05/20/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

# of Employees

14

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JAMES BAKER GROUP, INC.GENERAL PARTNER—
THE BAKER GROUP SOFTWARE SOLUTIONS, INC.CLASS A LIMITED PARTNER—
AFFOLDER, BRIAN LEEMANAGING PARTNER2170742
BAUMANN, MARK DUANEMANAGING PARTNER5977593
BLOSS, JOHN DAVIDMANAGING PARTNER5423261
CURRIE, JOHN TAYLORMANAGING PARTNER2800397
HART, FRANK GERALDMANAGING PARTNER5666950
HAYHURST, RYAN WARNERPRESIDENT2783567
HILL, RONALD AUSTINMANAGING PARTNER4652327
HUXLEY, CARL WAYNECHIEF EXECUTIVE OFFICER5476871
KINZER, JANTZ HUGHESMANAGING PARTNER2398922
OAKES, JEFFREY ROBERTMANAGING PARTNER4020640
PHILLIPS, KATHRYN ANNEMANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER4707853
STENSETH, PHILIP CLARKMANAGING PARTNER1845025
WRINKLE, MISTY WELLSCHIEF COMPLIANCE OFFICER2752550

Disclosures

Regulatory Event

4

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BAKER ASSET MANAGEMENT, INC. 1601 NW EXPRESSWAY, SUITE 1710 OKC, OK 73118 -Registered Investment Adviser -greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -5/4/2020 Start Date -Time spent daily: 2-3 hours per day -Time spent during market hours: 1-2 per day Stone Sisters Organics 1519 CAMDEN WAY NICHOLS HILLS, OK 73116 -PIZZA RESTAURANT -PARTNER -02/15/2018 START DATE -0 HOURS PER MONTH -0 TIME SPENT DURING MARKET HOURS BAKER GROUP SOFTWARE SOLUTIONS, INC. 1601 NW Expressway, 20th Floor OKC, OK 73118 - Banking reporting and analytics management solutions software development and administration. - Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. - Not investment related - Start date: January 2012 - Time spent daily: <1 hour per day - Time spent during market hours: <1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 -State registered investment adviser -Greater than 10% direct ownership. Will receive accrued earnings to be paid at year-end. -Start date: January 2012 -Time spend daily: less than 1 hour per day -Time spent during market hours: less than 1 hour per day THE BAKER GROUP LP 1601 NW Expressway, 20th Floor OKC, OK 73118 - SEC registered municipal advisor - Greater than 10% direct ownership. Will receive accrued earning to be paid at year-end. - Investment related - Start date: July 2014 - Time spent daily: less than 1 hour per day - Time spent during securities trading hours: less than1 hour per day STONESETH, LLC/ARBUCKLE OUTFITTERS - Investment related: No - 1519 Camden Way, Nichols Hills, OK 73116 - An all vacation rental properties - 100% Ownership and a passive investment - Start Date: 12/09/2022 - Time spent on activity weekly: 1 hour - Time spent during trading hours: 0 - This is an all vacation rental properties with a full-time property manager.

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oklahoma
(8/12/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1988About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2019About the Series 50 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Feb 2024About the Series 54 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 2006About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Philip Clark Stenseth's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Philip Clark Stenseth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

HS
Heather A Scearce

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#
ML
Michael Chase Laurence

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BATON ROUGE, LA · CRD#
SL
Sean Quinn Leonard

WELLS FARGO CLEARING SERVICES, LLC

CAMARILLO, CA · CRD#
KN
Kourosh Cyrus Nasseh

CHASE INVESTMENT SERVICES CORP.

CRD#
PS
Follow Philip
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required