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RD

Roberto Ettore Donovan

TOSS SECURITIES US

NEW YORK, NY

·CRD# 2389987·33 years experience

Professional Summary

Roberto Ettore Donovan is a registered financial advisor currently at TOSS SECURITIES US LLC located in New York, New York. Roberto is registered as a RR (Registered Representative) and started their career in finance in 1993. Roberto has worked at 15 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 27, Series 53, Series 24, Series 8 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

TOSS SECURITIES US LLC·CRD# 333338

BD

1. 1250 Broadway Suite 2601, New York, NY 100012. 1250 Broadway Suite 2601, New York, NY 10001

June 18, 2025 - Present

COMPOSER SECURITIES LLC·CRD# 325118

BD

Fort Lauderdale, FL

September 12, 2023 - October 24, 2023

ORTEX SECURITIES LLC·CRD# 322213

BD

New York, NY

May 19, 2023 - November 27, 2023

PLANNER SECURITIES LLC·CRD# 36866

BD

Fort Lauderdale, FL

June 9, 2022 - September 19, 2022

VESTFI INC.·CRD# 312624

BD

Miami, FL

June 23, 2021 - September 19, 2022

PASSFOLIO SECURITIES, LLC·CRD# 299874

BD

San Francisco, CA

February 18, 2021 - July 23, 2021

ST INVEST LLC·CRD# 297470

BD

Nashville, TN

March 4, 2019 - June 28, 2019

SIXTEEN SECURITIES, INC.·CRD# 104025

BD

South Miami, FL

October 14, 2017 - August 3, 2018

ALLY INVEST SECURITIES LLC·CRD# 136131

BD

Charlotte, NC

November 29, 2005 - October 25, 2016

OPTIONSXPRESS, INC.·CRD# 103849

BD

Chicago, IL

April 15, 2003 - July 11, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

BD

New York, NY

December 21, 1999 - August 2, 2001

SURETRADE INC.·CRD# 43625

BD

Lincoln, RI

October 31, 1997 - November 17, 1999

QUICK & REILLY, INC.·CRD# 11217

BD

New York, NY

February 22, 1996 - November 10, 1997

QUEST CAPITAL STRATEGIES, INC.·CRD# 16783

BD

Laguna Hills, CA

July 20, 1995 - March 6, 1996

MONTANO SECURITIES CORPORATION·CRD# 7887

BD

Orange, CA

October 21, 1993 - February 7, 1995

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Current Firm

TS

TOSS SECURITIES US LLC

TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: 8-71293

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1250 Broadway Suite 2601, New York, NY 10001

Mailing Address

1250 Broadway Suite 2601, New York, NY 10001

Phone Number

(561) 926-1810

Established

Delaware since 08/23/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
TOSS SECURITIES AMERICAS INC.	SOLE MEMBER	—
DONOVAN, ROBERTO ETTORE	CHIEF COMPLIANCE OFFICER	2389987
GONOUD, PAUL ANDREW	POO	3151453
HAGEN, RICHARD JOHN JR	CHIEF EXECUTIVE OFFICER	2185011
SILVESTRO, MICHELE ANN	FINOP, PFO	6960939

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2010About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2008About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 1998About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1997

Series 4 — Registered Options Principal Examination

Passed Dec 1994About the Series 4 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Roberto Ettore Donovan's CRS (Customer Relationship Summary).

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RD

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