Richard John Hagen Jr
Professional Summary
Richard John Hagen JR, who also goes by Rich Hagen, Richard Hagen, Richie Hagen, is a registered financial advisor currently at TOSS SECURITIES US LLC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 10 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 24, Series 4 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rich Hagen, Richard Hagen, Richie Hagen
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
TOSS SECURITIES US LLC | TSA FINANCIAL LLC
Contact Information
Main Address
1250 Broadway Suite 2601, New York, NY 10001Mailing Address
1250 Broadway Suite 2601, New York, NY 10001Phone Number
(561) 926-1810Established
Delaware since 08/23/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1994SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard John Hagen JR's CRS (Customer Relationship Summary).
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