AR
Anthony C. Romano
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Vineland, NJ 08360
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CRD#: 2375735
AR
Professional summary
Anthony C Romano is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Vineland, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Vineland, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SURAJ EYE A NEW JERSEY NON PROFIT CORPORATION / 1890 Whispering Woods Way, Vineland NJ / 01/2022 / SECRETARY, BOARD MEMBER / NIR / 0 HR/MO - 0 HR TRADING 2) ROMANO TAX AND BUSINESS CONSULTANTS LLC / 1138 E Chestnut Ave, Suite 2A, Vineland NJ / 06/2020 / TAX SERVICE, EMPLOYEE / NIR / 40 HR/MO - 8 HR TRADING 3) RHT INSURANCE SERVICES LLC / 10 E Main Street, Suite E, Millville NJ / 01/2013 / OWNER, INSURANCE SALES / INV REL / 2 HR/MO - 1 HR TRADING 4) PINNACLE PAYROLL SERVICES LLC / 1830 Gallagher Drive, Vineland NJ / 01/2022 / REFFERAL SERVICE / NIR / 0 HR/MO - 0 HR TRADING 5) CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading 6) AMICO INVESTMENTS LLC, Maria FL 34142, 11/2023, Owner, Real Estate, NIR, 1 HR/MO - 0 Trading 7) INTEGRITY WEALTH GROUP, LLC, 1138 E CHESTNUT AVE., SUITE 2A, VINELAND, NJ 08360, 02/2024, AGENT, USING A TRADE NAME/DBA, INV REL, 1 HR/MO - 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony C Romano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1138 E. Chestnut Ave., Ste. 2a, Vineland, NJ 08360RIA
CRD#: 134139
Vineland, NJ
Current
December 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1138 E. Chestnut Ave., Ste. 2a , Vineland, NJ 08360BD
CRD#: 39543
Vineland, NJ
Past
September 17, 2012 - June 1, 2023
CANTELLA & CO., INC.
RIA
CRD#: 13905
Vineland, NJ
Past
September 17, 2012 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Vineland, NJ
Past
March 17, 2011 - September 17, 2012
CPI CAPITAL
RIA
CRD#: 44575
VINELAND, NJ
Past
June 10, 2008 - January 2, 2013
ROMANO BUONADONNA FINANCIAL SERVICES, LLC
RIA
CRD#: 122883
VINELAND, NJ
Past
October 21, 2002 - December 31, 2005
ROMANO BUONADONNA FINANCIAL SERVICES, LLC
RIA
CRD#: 122883
VINELAND, NJ
Past
September 12, 2002 - September 17, 2012
CPI CAPITAL
BD
CRD#: 44575
VINELAND, NJ
Past
September 21, 2001 - September 19, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
October 4, 2000 - October 18, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 15, 1993 - August 2, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/17/2022)
RR
District of Columbia(12/9/2022)
RR
Florida(12/9/2022)
RR
Nevada(12/9/2022)
RR
New Jersey(12/9/2022)
IAR
New Jersey(12/12/2022)
RR
New York(12/9/2022)
RR
Pennsylvania(12/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Vineland, NJ 08360TRUST BUT VERIFY
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