John D. Mcdermid
Professional summary
John Douglas Mcdermid is a registered financial professional currently at TRUIST SECURITIES, INC. located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Douglas Mcdermid's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2025 - Present
TRUIST SECURITIES, INC.
Office #1: 214 N Tryon St Fl 14 15, 19, Charlotte, NC, 28202June 4, 2021 - September 22, 2025
TRUIST ADVISORY SERVICES, INC.
June 4, 2021 - September 22, 2025
TRUIST INVESTMENT SERVICES, INC.
February 26, 2021 - April 23, 2021
CAROLINAS WEALTH CONSULTING LLC
February 26, 2021 - April 23, 2021
CAROLINAS INVESTMENT CONSULTING LLC
December 7, 2011 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 7, 2011 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 18, 2009 - November 28, 2011
OSAIC FA, INC.
October 26, 2009 - November 28, 2011
OSAIC FA, INC.
February 12, 2009 - May 11, 2009
THINKEQUITY LLC
March 4, 2008 - January 21, 2009
MAXIM GROUP LLC
July 29, 2004 - August 2, 2006
J.P. MORGAN SECURITIES LLC
July 29, 2004 - March 12, 2008
J.P. MORGAN SECURITIES LLC
January 25, 2001 - July 12, 2004
MORGAN STANLEY DW INC.
July 13, 1999 - October 8, 1999
SANFORD C. BERNSTEIN & CO., INC.
May 6, 1997 - July 15, 1999
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1997 - April 21, 1997
LT LAWRENCE & CO., INC.
October 15, 1996 - April 7, 1997
NATIONAL CLEARING CORP.
June 12, 1996 - June 25, 1996
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 8
Date: 11/19/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
