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Mark Charles Infanger

ARES MANAGEMENT CAPITAL MARKETS
Los Angeles, CA
·CRD# 2369723·18 years experience

Professional Summary

Mark Charles Infanger, who also goes by Mark Infanger, is a registered financial advisor currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in Los Angeles, California. Mark is registered as a RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Infanger

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ARES MANAGEMENT CAPITAL MARKETS LLC·CRD# 166219
BD
1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067
January 2, 2014 - Present
CALAMOS FINANCIAL SERVICES LLC·CRD# 19850
BD
Naperville, IL
November 10, 2008 - June 27, 2011

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Current Firm

AM
ARES MANAGEMENT CAPITAL MARKETS LLC

ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: 8-69194
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1200 17th Street Suite 2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite 2900, Denver, CO 80202

Phone Number

(303) 869-4600

Established

Delaware since 01/20/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARES MANAGEMENT LLCMEMBER130074
BRAUN, HEATHER GROSSMANCO-CEO3141608
INFANGER, MARK CHARLESCFO AND FINOP2369723
MAGNER, BRIANCCO3069172
TAYLOR, JEFFREY WILLIAMCO-CEO2874057

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2008About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Charles Infanger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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