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JT

Jeffrey William Taylor

ARES MANAGEMENT CAPITAL MARKETS

Denver, CO

·CRD# 2874057·29 years experience

Professional Summary

Jeffrey William Taylor, who also goes by Jeff Taylor, is a registered financial advisor currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in Denver, Colorado. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 6 firms and has passed the Series 63, Series 7TO, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Taylor

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ARES MANAGEMENT CAPITAL MARKETS LLC·CRD# 166219

BD

1200 17th Street Suite 2900, Denver, CO 80202

January 2, 2026 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC·CRD# 166219

BD

Denver, CO

March 13, 2024 - September 6, 2024

ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546

BD

Denver, CO

June 9, 2023 - January 2, 2026

BCG ADVISORS LLC·CRD# 160975

RIA

Denver, CO

April 5, 2013 - August 26, 2021

DIVIDEND CAPITAL INVESTMENTS LLC·CRD# 128667

RIA

Denver, CO

April 20, 2004 - April 30, 2007

ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546

BD

Denver, CO

March 17, 2004 - April 30, 2007

GPC SECURITIES, INC.·CRD# 14007

BD

Atlanta, GA

December 1, 2003 - February 7, 2004

INVESCO DISTRIBUTORS, INC.·CRD# 289

BD

Houston, TX

April 29, 1997 - December 1, 2003

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Current Firm

AM

ARES MANAGEMENT CAPITAL MARKETS LLC

ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: 8-69194

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1200 17th Street Suite 2900, Denver, CO 80202

Mailing Address

1200 17th Street Suite 2900, Denver, CO 80202

Phone Number

(303) 869-4600

Established

Delaware since 01/20/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARES MANAGEMENT LLC	MEMBER	130074
BRAUN, HEATHER GROSSMAN	CO-CEO	3141608
INFANGER, MARK CHARLES	CFO AND FINOP	2369723
MAGNER, BRIAN	CCO	3069172
TAYLOR, JEFFREY WILLIAM	CO-CEO	2874057

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/2/2026)

RR

Alaska
(1/2/2026)

RR

Arizona
(1/2/2026)

RR

Arkansas
(1/2/2026)

RR

California
(1/2/2026)

RR

Colorado
(1/2/2026)

RR

Connecticut
(1/2/2026)

RR

Delaware
(1/2/2026)

RR

District of Columbia
(1/2/2026)

RR

Florida
(1/2/2026)

RR

Georgia
(1/2/2026)

RR

Hawaii
(1/2/2026)

RR

Idaho
(1/2/2026)

RR

Illinois
(1/2/2026)

RR

Indiana
(1/2/2026)

RR

Iowa
(1/2/2026)

RR

Kansas
(1/2/2026)

RR

Kentucky
(1/2/2026)

RR

Louisiana
(1/2/2026)

RR

Maine
(1/2/2026)

RR

Maryland
(1/2/2026)

RR

Massachusetts
(1/2/2026)

RR

Michigan
(1/2/2026)

RR

Minnesota
(1/2/2026)

RR

Mississippi
(1/2/2026)

RR

Missouri
(1/2/2026)

RR

Montana
(1/2/2026)

RR

Nebraska
(1/2/2026)

RR

Nevada
(1/2/2026)

RR

New Hampshire
(1/2/2026)

RR

New Jersey
(1/2/2026)

RR

New Mexico
(1/2/2026)

RR

New York
(1/2/2026)

RR

North Carolina
(1/2/2026)

RR

North Dakota
(1/2/2026)

RR

Ohio
(1/2/2026)

RR

Oklahoma
(1/2/2026)

RR

Oregon
(1/2/2026)

RR

Pennsylvania
(1/2/2026)

RR

Puerto Rico
(7/3/2026)

RR

Rhode Island
(1/2/2026)

RR

South Carolina
(1/2/2026)

RR

South Dakota
(1/2/2026)

RR

Tennessee
(1/2/2026)

RR

Texas
(1/2/2026)

RR

Utah
(1/2/2026)

RR

Vermont
(1/2/2026)

RR

Virgin Islands
(1/2/2026)

RR

Virginia
(1/2/2026)

RR

Washington
(1/2/2026)

RR

West Virginia
(1/2/2026)

RR

Wisconsin
(1/2/2026)

RR

Wyoming
(1/2/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2023About the Series 7TO exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2023About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeffrey William Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JT

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