Michael Scott Barker
Professional Summary
Michael Scott Barker is a registered financial advisor currently at SHEA & COMPANY located in San Francisco, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
SHEA & COMPANY | SHEA & COMPANY, LLC
Contact Information
Main Address
111 Huntington Avenue Suite 2900, Boston, MA 02199Mailing Address
111 Huntington Avenue Suite 2900, Boston, MA 02199Phone Number
(617) 896-2247Established
Massachusetts since 01/25/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/14/2020)
(1/11/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Barker's CRS (Customer Relationship Summary).
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