Daniel Gee
Professional summary
Daniel Gee is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Gee's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2019 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038Office #2: 1301 Route 36 Suite 103, Hazlet, NJ 07730March 12, 2018 - May 26, 2023
VELOCITY CAPITAL, LLC
February 7, 2018 - February 9, 2018
CF SECURED, LLC
August 5, 2015 - February 9, 2018
CANTOR FITZGERALD & CO.
December 11, 2012 - February 10, 2015
COWEN EQUITY FINANCE LP
June 8, 1993 - June 2, 2011
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/21/2013
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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