Brian C. Dillon
Professional summary
Brian Christopher Dillon, AIF® is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Christopher Dillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2022 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317August 26, 2021 - September 13, 2022
LUMENT SECURITIES, LLC
February 3, 2020 - July 22, 2020
MARINER GROUP CAPITAL MARKETS, LLC
January 2, 2014 - August 19, 2019
FUNDS DISTRIBUTOR, LLC
December 8, 2008 - March 11, 2009
SKANDIA SECURITIES AMERICAS, INC.
March 29, 2004 - December 31, 2008
LIBERTY RIDGE CAPITAL
April 26, 2001 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
September 6, 1995 - April 11, 2001
DELAWARE DISTRIBUTORS, L.P.
June 7, 1993 - August 11, 1995
FIRST CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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