Brian Christopher Dillon
AIF®Professional Summary
Brian Christopher Dillon, AIF® is a registered financial advisor currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania. Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Current Firm
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC
Contact Information
Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Phone Number
(484) 840-3701Established
Pennsylvania since 06/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
State Registrations and Notice Filings
(10/5/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Christopher Dillon's CRS (Customer Relationship Summary).
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
