Robert J. Curry
Professional summary
Robert Joseph Curry is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Curry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2021 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277October 29, 2019 - March 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2019 - March 30, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2018 - June 4, 2019
MML INVESTORS SERVICES, LLC
November 3, 2015 - January 24, 2018
LPL FINANCIAL LLC
February 19, 2015 - September 29, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 9, 2011 - October 8, 2012
VANGUARD MARKETING CORPORATION
January 2, 2008 - December 1, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 8, 1994 - June 20, 2007
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/2/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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