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ED

Edward John Dalessandro

ROBERTS & RYAN
NEW YORK, NY
·CRD# 2335785·32 years experience

Professional Summary

Edward John Dalessandro, who also goes by Edward J D'alessandro, is a registered financial advisor currently at ROBERTS & RYAN, INC. located in New York, New York. Edward is registered as a RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward J D'alessandro

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ROBERTS & RYAN, INC.·CRD# 19456
BD
39 Broadway Ste 610, New York, NY 10006-3003
June 6, 2018 - Present
BBVA SECURITIES INC.·CRD# 27060
BD
New York, NY
July 28, 2010 - May 7, 2018
NABSECURITIES, LLC·CRD# 47390
BD
New York, NY
June 2, 2010 - July 23, 2010
GUGGENHEIM LIQUIDITY SERVICES, LLC·CRD# 141697
BD
New York, NY
September 10, 2007 - March 30, 2010
PORTIGON SECURITIES INC.·CRD# 10050
BD
New York, NY
August 14, 2002 - August 29, 2007
COMMERZBANK CAPITAL MARKETS CORP.·CRD# 21787
BD
New York, NY
March 30, 2001 - June 14, 2002
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 3, 1996 - March 16, 2001
FIRST UNION CAPITAL MARKETS CORP.·CRD# 19002
BD
Charlotte, NC
August 28, 1995 - September 3, 1996
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
February 2, 1994 - June 7, 1995

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Current Firm

R&
ROBERTS & RYAN, INC.

ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

39 Broadway Ste 1640, New York, NY 10006

Mailing Address

39 Broadway Ste 610, New York, NY 10006-3003

Phone Number

(866) 884-9959

Established

Delaware since 02/01/2023

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (32 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DALESSANDRO, EDWARD JOHNMANAGING DIRECTOR, CEO2335785
R&R PARTNERS HOLDING COMPANY, LLCSHAREHOLDER—
R&R PRINCIPALS HOLDING COMPANY, LLCSHAREHOLDER—
BEATON, DANIEL STEWARTCHIEF FINANCIAL OFFICER, FINOP4240769
NGUYEN, SANG TUANREGISTERED OPTIONS PRINCIPAL7248856
ROBERTS, DANIELCCO2208120

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/12/2025)
RR
Arizona
(6/16/2025)
RR
California
(6/6/2018)
RR
Colorado
(1/6/2022)
RR
Connecticut
(10/10/2024)
RR
Florida
(5/8/2024)
RR
Illinois
(10/20/2020)
RR
Kentucky
(1/3/2022)
RR
Maryland
(2/7/2025)
RR
Massachusetts
(12/23/2021)
RR
Michigan
(10/10/2024)
RR
New Hampshire
(7/9/2025)
RR
New York
(6/6/2018)
RR
North Carolina
(10/10/2024)
RR
Oklahoma
(10/10/2024)
RR
Oregon
(3/10/2025)
RR
Pennsylvania
(10/10/2024)
RR
Rhode Island
(10/10/2024)
RR
Texas
(10/10/2024)
RR
Wisconsin
(5/28/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward John Dalessandro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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