Michael D. Johnson
Professional summary
Michael David Johnson, who also goes by Michael D. Johnson, is a registered financial professional currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 16, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2015 - Present
FIRST BALLANTYNE, LLC
Office #1: 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 28277Office #2: 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747July 8, 2008 - April 16, 2015
M. S. HOWELLS & CO.
October 27, 2003 - May 11, 2007
BNP PARIBAS SECURITIES CORP.
June 6, 2000 - October 20, 2003
BANC OF AMERICA SECURITIES LLC
October 23, 1997 - June 11, 1999
BANC OF AMERICA SECURITIES LLC
September 27, 1993 - December 4, 1995
IDS LIFE INSURANCE COMPANY
September 27, 1993 - December 4, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2015)
(5/12/2015)
(5/12/2015)
Exams
FINRA
Current Firm
FIRST BALLANTYNE, LLC
CRD#: 125393 / SEC#: , 8-65792
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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