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Anders Arendt De-jounge

SUTTER SECURITIES
IRVINE, CA
·CRD# 2318841·33 years experience

Professional Summary

Anders Arendt De-jounge, who also goes by Anders A Dejounge, Anders Arendt Dejounge, is a registered financial advisor currently at SUTTER SECURITIES INCORPORATED located in Irvine, California. Anders is registered as a RR (Registered Representative) and started their career in finance in 1993. Anders has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anders A Dejounge, Anders Arendt Dejounge

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SUTTER SECURITIES INCORPORATED·CRD# 30770
BD
6 Venture, Suite 395 Suite 395, Irvine, CA 92618
March 28, 2016 - Present
BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
Irvine, CA
December 20, 2018 - February 17, 2021
SECURITY RESEARCH ASSOCIATES, INC.·CRD# 8200
BD
San Francisco, CA
September 13, 2012 - March 11, 2016
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
San Francisco, CA
May 22, 2012 - August 21, 2012
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
April 13, 2012 - April 20, 2012
LEGEND MERCHANT GROUP, INC.·CRD# 5155
BD
San Francisco, CA
October 22, 2009 - May 10, 2012
FINANCIAL WEST GROUP·CRD# 16668
BD
San Francisco, CA
July 9, 2008 - October 6, 2009
THE SHEMANO GROUP, INC.·CRD# 35528
BD
San Francisco, CA
April 4, 2005 - July 15, 2008
REDWOOD SECURITIES GROUP, INC.·CRD# 27536
BD
San Francisco, CA
August 6, 2002 - March 29, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
San Francisco, CA
November 2, 2001 - July 22, 2002
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
July 10, 2001 - July 22, 2002
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
October 4, 1995 - July 13, 2001
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
February 25, 1993 - November 6, 1995

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Current Firm

SS
SUTTER SECURITIES INCORPORATED

S & D SECURITIES, INC. | SUTTER SECURITIES, INC. | SUTTER SECURITIES INCORPORATED

CRD#: 30770 / SEC#: 8-45158
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

6 Venture, Suite 395 Suite 395, Irvine, CA 92618

Mailing Address

6 Venture, Suite 395 Suite 395, Irvine, CA 92618

Phone Number

(415) 352-6300

Established

California since 07/22/1992

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (50 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS)SHAREHOLDER—
BULL, ROBERT LEE IVFINOP1521134
CHOMATIL, NEHRU SUBRAMANIANCHIEF COMPLIANCE OFFICER2342004
MALEY, ROBERT ANDREWEXECUTIVE VICE PRESIDENT2442794
MATTHEWS, GILBERT ELLIOTTSR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN—
SMITH, LINCOLN JOSEPH JRPRESIDENT, CEO2501422

Disclosures

Regulatory Event

3

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/28/2016)
RR
Florida
(3/7/2019)
RR
Kentucky
(5/12/2016)
RR
Nevada
(2/14/2018)
RR
New York
(4/11/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anders Arendt De-jounge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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