Robert Andrew Maley
Professional Summary
Robert Andrew Maley is a registered financial advisor currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California. Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
ECA SECURITIES, LLC | SUTTER SECURITIES CLEARING, LLC | FLASHFUNDERS SECURITIES, LLC | FLASHFUNDERS | FLASH FUNDERS SECURITIES, LLC | FINTECH CLEARING, LLC
Contact Information
Main Address
6 Venture Suite 395, Irvine, CA 92618Mailing Address
6 Venture Suite 395, Irvine, CA 92618Phone Number
(949) 295-1580Established
Delaware since 01/03/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP, INC. | PARENT COMPANY | — |
| THE BLACK LABEL TRUST | TRUST | — |
| BULL, ROBERT LEE IV | CEO, CHIEF COMPLIANCE OFFICER, FINOP & CFO | 1521134 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/12/2020)
(2/5/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2005About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Andrew Maley's CRS (Customer Relationship Summary).
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