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NC

Nehru Subramanian Chomatil

SUTTER SECURITIES

IRVINE, CA

·CRD# 2342004·33 years experience

Professional Summary

Nehru Subramanian Chomatil is a registered financial advisor currently at SUTTER SECURITIES INCORPORATED located in Irvine, California and BOUSTEAD SECURITIES, LLC located in Irvine, California. Nehru is registered as a RR (Registered Representative) and started their career in finance in 1993. Nehru has worked at 23 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 22TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 62, Series 53 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SUTTER SECURITIES INCORPORATED·CRD# 30770

BD

6 Venture, Suite 395 Suite 395, Irvine, CA 92618

February 3, 2021 - Present

BOUSTEAD SECURITIES, LLC·CRD# 141391

BD

6 Venture Suite 395, Irvine, CA 92618

February 4, 2021 - Present

SUTTER SECURITIES INCORPORATED·CRD# 30770

BD

Irvine, CA

April 30, 2019 - June 21, 2019

SUTTER CAPITAL PARTNERS, LLC·CRD# 288442

RIA

Irvine, CA

April 29, 2019 - June 21, 2019

PAULSON INVESTMENT COMPANY LLC·CRD# 5670

BD

Hazlet, NJ

November 27, 2018 - February 22, 2019

PAREX WEALTH MANAGEMENT LLC·CRD# 298044

RIA

Chatsworth, CA

July 31, 2018 - December 31, 2018

BMA SECURITIES, LLC·CRD# 108219

BD

El Segundo, CA

January 4, 2018 - June 7, 2018

AVELLINO FINANCIAL ADVISORS, INC.·CRD# 164805

RIA

Santa Monica, CA

December 13, 2016 - December 31, 2017

FOREST SECURITIES,INC.·CRD# 16255

BD

Santa Monica, CA

June 29, 2016 - December 31, 2017

DINOSAUR FINANCIAL GROUP, L.L.C·CRD# 104446

BD

New York, NY

May 24, 2016 - June 27, 2016

FOREST SECURITIES,INC.·CRD# 16255

BD

Hillside, IL

January 25, 2016 - May 20, 2016

BOUSTEAD SECURITIES, LLC·CRD# 141391

BD

El Segundo, CA

January 6, 2014 - January 25, 2016

JERA SECURITIES, INC.·CRD# 44499

BD

Los Angeles, CA

August 29, 2012 - December 12, 2013

BMA SECURITIES, LLC·CRD# 108219

BD

El Segundo, CA

April 6, 2011 - February 10, 2012

WILLOW COVE INVESTMENT GROUP, INC.·CRD# 107824

BD

Winneconne, WI

January 4, 2011 - April 4, 2011

SOURCE CAPITAL GROUP, INC.·CRD# 36719

BD

Scottsdale, AZ

December 1, 2009 - June 15, 2010

ECHOTRADE LLC·CRD# 42239

BD

Phoenix, AZ

August 12, 2009 - November 24, 2009

AARON CAPITAL INCORPORATED·CRD# 28583

BD

Irvine, CA

February 26, 2004 - August 26, 2008

CARLIN EQUITIES, LLC·CRD# 31295

BD

New York, NY

June 18, 2003 - February 25, 2004

SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786

BD

Scottsdale Az, AZ

November 13, 2002 - June 23, 2003

NATIONAL CAPITAL TRADING, LLC·CRD# 26078

BD

Oklahoma City, OK

August 3, 2000 - October 29, 2002

HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC·CRD# 42949

BD

San Diego, CA

November 13, 1998 - August 2, 2000

FORTRESS FINANCIAL GROUP, LTD.·CRD# 42414

BD

Isle Of Palms, SC

February 25, 1998 - December 30, 1998

CENTEX SECURITIES, INCORPORATED·CRD# 18493

BD

La Jolla, CA

August 25, 1997 - May 15, 1998

THE CAMELOT GROUP, INC.·CRD# 31091

BD

Ft Lauderdale, FL

February 15, 1996 - September 2, 1997

WESTAMERICA INVESTMENT GROUP·CRD# 6626

BD

Scottsdale, AZ

June 3, 1994 - February 12, 1996

FIRST ASSET MANAGEMENT, INC.·CRD# 17341

BD

Garden City, NY

December 1, 1993 - June 29, 1994

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Current Firm

BS

BOUSTEAD SECURITIES, LLC

BOUSTEAD SECURITIES, LLC | MONARCH BAY SECURITIES, LLC | MONARCH BAY ASSOCIATES, LLC

CRD#: 141391 / SEC#: 8-67384

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

6 Venture Suite 395, Irvine, CA 92618

Mailing Address

6 Venture Suite 395, Irvine, CA 92618

Phone Number

(949) 295-1580

Established

California since 04/19/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOUSTEAD & COMPANY LIMITED	MEMBER	—
BULL, ROBERT LEE IV	FINOP & PRINCIPAL	1521134
MCCLORY, DANIEL JOSEPH	MEMBER	1390780
SMITH, LINCOLN JOSEPH JR	PRESIDENT/ CEO / CCO	2501422

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(7/14/2022)

RR

California
(2/4/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Nov 1993

Series 53 — Municipal Securities Principal Examination

Passed Jun 2013About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 1998About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nehru Subramanian Chomatil's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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