Robert Lee Bull Iv
Professional Summary
Robert Lee Bull IV, who also goes by Robert L Bull, Robert Lee Bull, Tad Bull, is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Bedford Hills, New York and ADDIGENCE CORPORATION located in Bedford Hills, New York. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 30 firms and has passed the Series 65,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert L Bull, Robert Lee Bull, Tad Bull
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ADVISOR ASSOCIATE INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT
Contact Information
Main Address
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455Phone Number
(805) 465-9232# of Employees
5SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
659AUM (Assets Under Management)
$228,610,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADVISOR ASSOCIATE INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT
State Registrations and Notice Filings
(11/7/2017)
(6/10/2021)
(1/30/2026)
(8/12/2020)
(11/7/2017)
(4/28/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Jul 2024About the Series 50 examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Aug 2020About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 54 — Municipal Advisor Principal Qualification Examination
Passed Jan 2025About the Series 54 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Lee Bull IV's CRS (Customer Relationship Summary).
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