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Jeffrey Haron Dallal

ANOS CAPITAL
NEW YORK, NY
·CRD# 2316096·33 years experience

Professional Summary

Jeffrey Haron Dallal, who also goes by Jeffrey H Dallal, is a registered financial advisor currently at ANOS CAPITAL, LLC located in New York, New York. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeffrey H Dallal

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ANOS CAPITAL, LLC·CRD# 284714
RIA
BD
1. 405 Lexington Avenue 9th Floor, New York, NY 101742. 405 Lexington Avenue 9th Floor, New York, NY 10174
October 21, 2016 - Present
ABEL/NOSER CORP.·CRD# 7537
BD
New York, NY
January 28, 1999 - November 4, 2016
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
August 13, 1998 - October 28, 1998
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 26, 1997 - April 23, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 26, 1997 - April 23, 1998
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
May 26, 1995 - March 4, 1997
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
September 12, 1994 - May 19, 1995
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
September 14, 1993 - September 15, 1994

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Current Firm

AC
ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: 8-69809
New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone Number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

24

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CORGI INSURANCE SERVICES INC.PARENT OWNER—
DALLAL, JEFFREY HARONCOO2316096
PAPATSOS, JOHN NICKFINOP/CCO4416912
RIVELLI, DOUGLAS DUVALLCEO2174199

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/21/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Oct 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2023About the Series 24 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Haron Dallal's CRS (Customer Relationship Summary).

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