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JP

John Nick Papatsos

ANOS CAPITAL
NEW YORK, NY
·CRD# 4416912·25 years experience

Professional Summary

John Nick Papatsos is a registered financial advisor currently at ANOS CAPITAL, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 63, Series 16, Series 79TO, Series 7TO, Series 99TO, SIE, Series 4, Series 24, Series 14 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

ANOS CAPITAL, LLC·CRD# 284714
RIA
BD
1. 405 Lexington Avenue 9th Floor, New York, NY 101742. 405 Lexington Avenue 9th Floor, New York, NY 10174
April 2, 2020 - Present
TRC MARKETS LLC·CRD# 171272
BD
New York, NY
October 4, 2016 - February 19, 2019
LATOUR TRADING LLC·CRD# 150887
BD
New York, NY
August 30, 2016 - February 19, 2019
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
October 23, 2008 - August 5, 2016
NATIXIS SECURITIES NORTH AMERICA INC.·CRD# 28722
BD
New York, NY
July 17, 2001 - October 3, 2008

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Current Firm

AC
ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: 8-69809
New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone Number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

24

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CORGI INSURANCE SERVICES INC.PARENT OWNER—
LAQUA, NICOLAS SCOTTCEO8136462
YUAN, EMILY ZENGCOO8136461
PAPATSOS, JOHN NICKFINOP/CCO4416912

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2025About the Series 63 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Dec 2025About the Series 16 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2025About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Dec 2024About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Oct 2024About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Jun 2024About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2001About the Series 27 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Nick Papatsos's CRS (Customer Relationship Summary).

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