Michael J. Finnan
Professional summary
Michael John Finnan is a registered financial advisor currently at FIRST AMERICAN ASSET ADVISORY, LLC located in Garden City, New York and MORGAN WILSHIRE SECURITIES, INC. located in Garden City, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Finnan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2019 - Present
FIRST AMERICAN ASSET ADVISORY, LLC
Office #1: 59 Hilton Avenue, Suite 101, Garden City, NY 11530August 3, 1998 - Present
MORGAN WILSHIRE SECURITIES, INC.
Office #1: 59 Hilton Ave, Garden City, NY 11530Office #2: 59 Hilton Ave Suite 101, Garden City, NY 11530November 29, 1996 - August 5, 1998
WALSH MANNING SECURITIES, LLC
December 19, 1995 - November 20, 1996
MORGAN, TAYLOR & ASSOCIATES, INC.
September 21, 1995 - December 4, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 12, 1993 - September 27, 1995
FIRST ASSET MANAGEMENT, INC.
February 3, 1993 - May 24, 1993
H G I
Primary Firm SEC Registration
FIRST AMERICAN ASSET ADVISORY, LLC
CRD#: 282254 / SEC#: 801-126067
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2004)
(4/24/2001)
(6/10/2004)
(9/4/1998)
(10/15/1998)
(1/31/2005)
(6/3/2008)
(4/25/2003)
(3/4/2008)
(8/11/2023)
(8/12/1998)
(3/12/2015)
(1/14/2014)
(1/28/2014)
(12/19/2018)
(8/12/1998)
(7/5/2007)
(9/10/1998)
(9/25/1998)
(8/21/1998)
(6/17/2002)
(1/13/2014)
(8/25/1998)
(8/12/1998)
(1/17/2019)
(8/5/1998)
(8/12/2021)
(10/19/2005)
(5/10/2002)
(9/8/1998)
(1/14/2004)
(10/6/1998)
(8/11/1998)
(11/21/2018)
(3/24/2004)
(9/25/2000)
(8/13/1998)
(1/25/2005)
(1/16/2014)
(1/15/2014)
(8/11/1998)
(3/3/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIRST AMERICAN ASSET ADVISORY, LLC
CRD#: 282254 / SEC#: 801-126067
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 140,163,741 |
Red Flags
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