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CRD#: 44807
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MORGAN WILSHIRE SECURITIES, INC. is located at 59 Hilton Ave Suite 101, Garden City, NY 11530 and was first established at Long Island, Delaware in 07/11/1997. After operating for 28 years, MORGAN WILSHIRE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MORGAN WILSHIRE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MORGAN WILSHIRE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MORGAN WILSHIRE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 9 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MORGAN WILSHIRE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MORGAN WILSHIRE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MORGAN WILSHIRE SECURITIES, INC. Comes From

Understanding the Statistics for MORGAN WILSHIRE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9
Arbitration
4

FIRM INFORMATION

Main Address
59 Hilton Ave Suite 101, Garden City, NY 11530
Mailing Address
59 Hilton Ave Suite 101, Garden City, NY 11530
Firm Size
Small
Phone Number
(516) 622-3100
Established
Delaware since 07/11/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FINNAN, MICHAEL JOHNCHIEF COMPLIANCE OFFICER; PRESIDENT; DIRECTOR; SHAREHOLDER.2311960
METZ, PAUL JOHNCHIEF EXECUTIVE OFFICER; SECETARY; DIRECTOR; SHAREHOLDER2443570
MAHER, EDWARD CHARLESHEAD TRADER; SROP; CROP, FINOP1431387

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Advisor's working at MORGAN WILSHIRE SECURITIES, INC.

AD

Alfred Robert Diloreto

IAR
RR
CRD#: 6925922
Location:
Garden City, NY 11530
Company:
FIRST AMERICAN ASSET ADVISORY, LLC
Disclosures:
Experience:
7 years
View Profile
AR

Aalon Rose

Allen Rose
IAR
RR
CRD#: 4785931
Location:
Garden City, NY 11530
Company:
FIRST AMERICAN ASSET ADVISORY, LLC
Disclosures:
Experience:
21 years
View Profile
PM

Paul John Metz

IAR
RR
CRD#: 2443570
Location:
Garden City, NY 11530
Company:
FIRST AMERICAN ASSET ADVISORY, LLC
Disclosures:
Experience:
31 years
View Profile
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