Sandra L. Cleasby
Professional summary
Sandra Leigh Cleasby, who also goes by Sandra Leigh Chavis, Sandra Chavis, Sandra Leigh Cleasby, Sandy Cleasby, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Charlotte, North Carolina.
Sandra is registered as a RR (Registered Representative) and started their career in finance in 1993. Sandra has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sandra Leigh Cleasby's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2022 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 4521 Sharon Rd Suite 400, Charlotte, NC 28211Office #2: 201 Government Ave Sw Suite 105, Hickory, NC 28602November 30, 2021 - June 30, 2025
LPL FINANCIAL LLC
October 27, 1994 - November 30, 2021
CETERA WEALTH SERVICES, LLC
November 16, 1993 - September 1, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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