Charles Sherwood Cooper Iii
CFP®Professional Summary
Charles Sherwood Cooper III, CFP®, who also goes by Charles Sherwood III Cooper, Chuck Cooper III, is a registered financial advisor currently at STRONGBOX WEALTH, LLC located in Lee's Summit, Missouri. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Sherwood Iii Cooper, Chuck Cooper Iii
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
STRONGBOX WEALTH | STRONGBOX WEALTH, LLC
Contact Information
Main Address
3470 Ne Ralph Powell Road Suite A, Lee's Summit, MO 64064Phone Number
(816) 607-5410# of Employees
7SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,698AUM (Assets Under Management)
$562,443,873Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
STRONGBOX WEALTH | STRONGBOX WEALTH, LLC
State Registrations and Notice Filings
(9/9/2019)
(12/17/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1999Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Charles Sherwood Cooper III's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
RETIREMENT STRATEGIES
AUSDAL FINANCIAL PARTNERS, INC.
WELLS FARGO CLEARING SERVICES, LLC