Paul S. Hults
Professional summary
Paul Scott Hults, who also goes by Paul Scott Hults None, Scott Hults, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Scott Hults's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2010 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262May 11, 2010 - June 4, 2010
VOYA FINANCIAL ADVISORS, INC.
August 11, 2008 - July 17, 2009
VALMARK ADVISERS, INC.
August 7, 2008 - July 17, 2009
VALMARK SECURITIES, INC.
August 21, 2002 - July 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2002 - July 28, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1999 - March 8, 2002
EQUITABLE DISTRIBUTORS, LLC
October 26, 1992 - July 8, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 26, 1992 - July 8, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2025)
(1/27/2025)
(6/15/2010)
(1/27/2025)
(1/27/2025)
(1/27/2025)
(1/27/2025)
(6/15/2010)
(1/27/2025)
(1/27/2025)
(6/15/2010)
(1/27/2025)
(2/19/2013)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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