John H. Lindsey

VANGUARD ADVISERS

Malvern, PA 19355

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CRD#: 2284685

Professional summary

John Harrison Lindsey, CFP®, who also goes by John H Lindsey Jr, John Harrison Lindsey Jr, John Lindsey, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John H Lindsey Jr | John Harrison Lindsey Jr | John Lindsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harrison Lindsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 10, 2020 - Present

VANGUARD ADVISERS, INC.

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

RIA

CRD#: 106715

Malvern, PA

Current

June 10, 2020 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

Malvern, PA

Past

November 1, 2017 - June 13, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LANGHORNE, PA

Past

November 1, 2017 - April 28, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LANGHORNE, PA

Past

December 2, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

LANGHORNE, PA

Past

December 2, 2015 - May 12, 2020

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

LANGHORNE, PA

Past

December 2, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

LANGHORNE, PA

Past

June 19, 2012 - December 2, 2015

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

LANGHORNE, PA

Past

March 16, 2012 - December 2, 2015

CENTAURUS FINANCIAL, INC.

CRD#: 30833

LANGHORNE, PA

Past

September 16, 2010 - February 21, 2012

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

March 2, 2009 - September 23, 2010

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PHOENIXVILLE, PA

Past

January 2, 2009 - January 30, 2009

FORESIDE GLOBAL SERVICES, LLC

CRD#: 147382

PORTLAND, ME

Past

January 2, 2008 - December 31, 2008

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

June 26, 2000 - December 31, 2007

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

April 12, 1999 - May 12, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

October 31, 1995 - September 23, 1998

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

September 26, 1994 - July 17, 1995

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

September 13, 1993 - May 6, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

November 9, 1992 - August 27, 1993

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/21/2023)

IAR

Pennsylvania
(6/10/2020)

Pennsylvania
(6/11/2020)

IAR

Texas
(6/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John H. Lindsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harrison Lindsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

GIRARD SECURITIES, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

KBR CAPITAL MARKETS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FORESIDE GLOBAL SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

SEI INVESTMENTS DISTRIBUTION CO.

ING FUNDS DISTRIBUTOR, INC.

TD AMERITRADE, INC.

INVEST FINANCIAL CORPORATION

AMERIPRISE ADVISOR SERVICES, INC.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2002

Series 63

Date: 11/9/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1992

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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