Carolyn P. Piskun
Professional summary
Carolyn Patton Piskun, who also goes by Carolyn Kay Patton, Carolyn Patton, Carolyn Patton Piskun, Carolyn P. Piskun, Carolyn Patton, Cfa, Carolyn Piskun, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Radnor, Pennsylvania.
Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1992. Carolyn has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carolyn Patton Piskun's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 170 N. Radnor Chester Road Suite 300, Radnor, PA 19087October 4, 2017 - May 16, 2018
COMMONWEALTH AUSTRALIA SECURITIES LLC
October 3, 2014 - July 7, 2017
DWS DISTRIBUTORS, INC.
July 1, 2011 - August 4, 2014
FORESIDE FUND SERVICES, LLC
April 11, 2005 - March 22, 2011
JANUS HENDERSON DISTRIBUTORS US LLC
June 9, 1999 - February 23, 2005
MORGAN STANLEY DISTRIBUTION, INC.
May 9, 1995 - December 23, 1998
DELAWARE DISTRIBUTORS, L.P.
September 11, 1992 - April 20, 1995
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
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(1/4/2024)
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(3/20/2023)
(1/16/2025)
(1/2/2024)
(1/6/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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