Michael T. Mcguire
Professional summary
Michael Terrence Mcguire, who also goes by Michael Terrance Mcguire, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York and TRADEWEB LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 12 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Terrence Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2014 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue, New York, NY 10167Office #2: 1225 Franklin Avenue Suite 550, Garden City, NY 11530August 5, 2014 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167July 15, 2019 - Present
DEALERWEB LLC
Office #1: 245 Park Avenue, New York, NY 10167June 22, 2006 - July 29, 2014
SWISS RE CAPITAL MARKETS CORPORATION
February 13, 2001 - May 26, 2006
BNP PARIBAS SECURITIES CORP.
September 11, 2000 - February 6, 2001
ROBERT FLEMING INC.
January 28, 2000 - September 5, 2000
BNP PARIBAS SECURITIES CORP.
November 30, 1998 - July 20, 2000
BNP PARIBAS INVESTMENT SERVICES, LLC
August 26, 1998 - March 17, 1999
BNP PARIBAS BROKERAGE SERVICES, INC.
November 18, 1997 - July 29, 1998
DAIWA CAPITAL MARKETS AMERICA INC.
July 31, 1995 - November 10, 1997
NATWEST SECURITIES CORPORATION
February 10, 1995 - July 19, 1995
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
October 1, 1992 - November 14, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2024)
(8/5/2014)
(1/16/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/27/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 12/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
DEALERWEB LLC
CRD#: 19662 / SEC#: , 8-38103
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB IDB MARKETS, INC. | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| COTTER, RICHARD JOSEPH JR | PRINCIPAL FINANCIAL OFFICER | 1611037 |
| GALINDO, JORGE ALBERTO JR | PRINCIPAL OPERATIONS OFFICER | 2501261 |
| HUESTIS, TIMOTHY DANIEL | EXECUTIVE REPRESENTATIVE | 4931620 |
| MCKEON, ALFRED PETER | PRESIDENT | 1666355 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| SULLIVAN, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | 3254037 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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